Article 1: The purpose and basis of the formulation In view of the fact that money laundering activities will seriously endanger the development of digital asset transactions, encourage and breed corruption, corrupt social ethos, damage the legitimate rights and interests of users, undermine the foundation for the stable operation of digital asset trading platforms, and increase digital assets For legal and operational risks of the trading platform, AEX has formulated these guidelines in order to prevent money laundering and terrorist financing activities and fully implement the relevant provisions of anti-money laundering and anti-terrorism financing laws.

Article 2: Scope This guideline applies to all users who trade on the AEX platform (hereinafter referred to as the "platform"). Users shall comply with the laws and regulations on anti-money laundering and anti-terrorist financing in the country or region where they are located, and implement the provisions of this guideline within the scope of the laws and regulations in the region where the users are located. If the user's country or region has more stringent requirements, follow its regulations.

Article 3: Anti-money laundering and anti-terrorist financing refers to preventing criminals from transacting through the platform to cover up and conceal drug crimes, triad crimes, organized crimes, terrorist activities, smuggling crimes, corruption and bribery crimes, financial fraud crimes, and financial damage Managing money laundering activities such as order crime and the source and nature of their proceeds, and adopting relevant measures in accordance with relevant laws and AEX anti-money laundering regulations.

Article 4: Basic Principles of Platform Anti-Money Laundering The platform carries out customer risk monitoring in accordance with the following principles:

Comprehensiveness. The platform will comprehensively consider all kinds of risk factors that customers may be involved in money laundering, and take reasonable measures to conduct risk monitoring for all customers.

The principle of prudence. On the basis of fully understanding customers, the platform will improve the ability to identify customers and carefully monitor customer risks.

Sustainability. The platform will continue to pay attention to customer risks and respond according to the actual situation.

Confidentiality. The client's identity information, transaction information, and risk level information held by the platform are strictly confidential, and will not be provided to any unit or individual in accordance with legal requirements and regulatory requirements.

Hierarchical management principles. The platform regularly reviews the basic information of customers based on the customer's risk level, and the audit of higher risk customers should be stricter than the audit of lower risk customers.

Article 5: Submission of individual user documents Individual users shall submit the following information and materials in accordance with AEX anti-money laundering regulations:

Personal name

Copy of ID card or passport;

Other information or documents that should be provided at AEX's request.

Article 6: Submission of Institutional User Documents Institutional users shall submit the following information and materials in accordance with BITCASH anti-money laundering regulations:

company name;

Company registered office address;

Legal representative of the company;

Domicile of the company's legal representative;

Business license;

A copy of the company's legal representative's ID card or passport;

Other information or documents that should be provided at BITCASH's request.

Article 7: The platform for reviewing user documents will verify and record the relevant information submitted by customers in accordance with the customer identification system in Lawx's anti-money laundering regulations. If the platform has questions about the information submitted by customers, it has the right to ask the relevant supervisors Institution or department for verification.

Article 8: Monitoring of Low-Risk Users The platform will detect low-risk users according to the specific requirements of BITCASH's anti-money laundering regulations, and the platform reserves the right to adjust low-risk users.

Article 9: Monitoring of high-risk users The platform will conduct a review every six months for customers with high-risk categories to update the basic information of customer identity and understand information such as the source of funds, use of funds, economic status or operating status.

Article 10: Preservation of User Files The platform will take necessary measures in accordance with the law to save customer identity data and transaction information for a certain period of time. With reference to internationally accepted rules, user identity information should be kept for at least five years after the end of the business relationship and customer transaction information.

Article 11: Attention of users Users should pay attention to the following matters:

It is forbidden to lend the user's own account to others;

It is forbidden to rent or lend the user's ID;

It is forbidden to rent, lend or disclose important personal property information such as the user's account, bank card, passbook, password;

Users should actively cooperate with the platform to identify customers;

When conducting transactions on the platform, select and use secure and reliable third-party financial institutions for payment activities.

Article 12: Reporting of Suspicious Behavior If a platform user discovers that any account may engage in money laundering or terrorist financing activities during the platform transaction, the user may report to the platform.

Article 13: Interpretation of the Guidelines These Guidelines are interpreted by the platform.

Article 14: Effective Period These Guidelines shall be implemented as of the date of issuance.